Round
Table I : Consolidating Democratic Institutions*
Discussion
Paper
Prepared by the Co-chairs of the Roundtable I (Poland, United
States)
A
Case for Consolidating Democracy
For many
years, democracy was viewed as a luxury, not a necessity,
next to urgent quests for development. Increasingly, however,
scholars, policy analysts, and people themselves in many countries
recognize that democracy is not only a critical human rights
component which allows for the full protection of fundamental
freedoms and human rights but also an important condition
for development. It cannot be only a privilege of the rich.
Improvements
in physical infrastructure, public health, and education are
crucial to development. But they are not the most crucial
factors. Indeed, no amount of spending or public investment
can compensate for bad governance. Corrupt, wasteful, abusive,
incompetent governance undermines basic economic development.
Where governance is endemically bad, leaders do not use public
resources effectively, nor is private sector growth allowed
to prosper smoothly and efficiently. Such a situation can
also seriously inhibit democracy.
While
good governance and democracy are not synonymous, democracy
helps foster good governance. Truly democratic elections can
remove bad, corrupt or merely ineffectual leaders. Free and
fair elections also provide an incentive for political leaders
to govern more effectively in the public interest. A strong
body of law and a system of effective checks and balances
— with an independent judiciary and a network of counter-corruption,
audit, and other oversight agencies — can deter abuse
of power. A free press and civil society help to consolidate
democratic institutions and processes, and can expose wrongdoing
and hold government officials accountable before society and
the law.
Building
Stable Democracy
Democracies
are consolidated where there is a widespread and deeply-ingrained
commitment to the legitimacy of democracy among all major
societal groups, and where major democratic institutions have
such strength, depth, and predictability that there is no
prospect of a breakdown of democracy. Many of the new democracies
that have emerged in the past two decades have not yet reached
this level of stability. The global quest for democracy has
generated some important lessons for many new, developing
democracies and also for seasoned democracies:
- Human
rights — including the right of citizens to choose
their government in free, fair, and periodic elections —
and the rule of law are ends in themselves. Yet even many
electoral democracies fall seriously short of their obligations
to foster and protect the human rights and fundamental freedoms
of their citizens.
- There
is a strong association between the quality and the legitimacy
of democracy in the mind of the public: citizen support
for democracy is more robust and democracy is more stable
when there is respect for individual liberties, a system
of justice and accountability, and transparency in governmental
decision-making.
- Underlying
this relationship is the strong connection between the quality
of governance and the stability of democracy. Where democracy
is restricted governance is poorer —- more corrupt,
wasteful, incompetent, and unresponsive. This entrenches
poverty, obstructs economic development, opens the country
up to recurrent crises, and prevents effective use of international
assistance.
- The
good governance that fosters development therefore requires
not just representative democracy, but democracy that is
transparent, accountable, bound by the rule of law, and
provides protection for human rights and fundamental freedoms.
Generic
Problems of Democratic Governance
Since
the mid-1990s, two global trends have been colliding. One
trend has been the surprisingly robust and resilient wave
of democratization, producing a record number of electoral
democracies. The other trend has been a spreading democratic
malaise in many parts of the world. Several generic problems
of governance underlie this malaise and must be urgently confronted:
Weakness
of the Rule of Law: The most urgent and pervasive
obstacle is the weakness or, in some cases, decay of the rule
of law. Widespread corruption undermines the legitimacy of
government, alienates citizens from their leaders, and threatens
political stability and economic development. The more endemic
the problem of corruption, the more likely it is to be accompanied
by other serious deficiencies in the rule of law: smuggling,
drug trafficking, criminal violence, abuse of power, and human
rights abuses.
In both
newer and established democracies, political corruption scandals
threaten to erode public faith in democracy and thereby to
destabilize the entire system. This is particularly so where
corruption is part of a more general syndrome involving the
spread of organized crime with political connections, the
misuse of executive and police powers to punish political
opposition, and the politicization of key institutions of
“horizontal accountability,” such as the judiciary,
the audit agency, and even the electoral commission. It is
necessary for political leaders to provide sufficient democratic
commitment — the political will — to build or
maintain institutions that constrain their own power.
An important
ingredient in all democracies is the political will of the
nation’s leaders to improve the quality of governance.
At its most resilient, political will involves a broad consensus
among ruling elites, across political parties and sectors
of government, in favor of democratic and good governance
reforms.
Attenuation
of Civil Society and the Environment Conducive to Democracy:
Particular attention must be focused on the need to preserve
and consolidate the political, social and economic environments
rendering the development of democracy possible, environments
which are threatened by steady fragmentation of societies
due to political and economic factors. We must pay attention
to depreciation of the value of human person and it fundamental
rights. We must also pay attention to the economic condition
of persons, determined by ineffective economic political incompatible
with the principles of sustained development. Many developments
underlie the growing crisis of confidence in some countries
in state institutions, in the democratic order, in political
parties, in respect for the principles of constitutionally
guaranteed justice as well as in mutual trust. These include:
- Greater
questioning of the value of global free markets and political
liberalism
- Irresponsible,
unprofessional media, and
- Corrupt
practices and inadequate mechanism to deal with corruption;
- The
lack of transparency in decision-making processes.
In certain
cases there has been the rise of bogus democracy, a façade
democracy with a formally working representative system, periodic
elections and the rule of law but where the major decisions
are made behind the back of all representative bodies. The
result is often the decreased civic engagement in public affairs
and exclusion of democratically-oriented political figures.
The withering of, and in many cases the absence of, democratic
habits of citizens and politicians, combined with increased
threats of terrorism or extremism, account for the fact that
democratic institutions in many countries are seriously threatened.
For all these reasons it is necessary to focus efforts on
the promotion of a culture of democracy and strict observance
of human rights, both civic and political, social, economic
and cultural. They all constitute principal components of
an environment conducive to democracy.
Economic
Malaise as a Threat to Democracy: In many emerging
democracies, economic reforms have not yet generated rapid,
sustainable economic growth. This can cause the public to
question the benefits of having an open, democratic system.
There have been success stories in which rapid or modest growth
has accompanied democratic development. However, in many new
and troubled democracies, economic growth has not met public
expectations, and large segments of the population remain
in poverty. In some cases these lower than expected results
are the result of a failure to control of corruption and a
lack of genuine rule of law. If countries embrace growth-oriented
policies and fiscal prudence and are open to privatizing previously
state run enterprises they will likely attract adequate foreign
investment and stimulate their own economic climate. Investors
– foreign and domestic - are attracted to secure property
rights and low transaction costs.
Transnational
corporations have been accused of contributing to the atrophy
of democratic institutions. They should be encouraged to cooperate
in order to promote an environment conducive to the development
of both democratic structures and a culture of democracy.
A role of its own would be played by the promotion of the
new UN Global Compact on Corporate Social Responsibility.
Managing
Ethnic, Regional and Religious Differences: Cultural
diversity is not an insurmountable obstacle to stable democracy.
Countries in Asia, Africa, the Americas, and Europe have learned
to manage diversity through federalist arrangements to devolve
power, assimilation of immigrants, and complex mixes of laws
and customs designed to include, not exclude, those from different
cultures. The problem arises when one ethnic or religious
group seeks hegemony over others, or when some minorities
perceive that they are being permanently and completely excluded
from power, including any meaningful control of their own
affairs. Identifying, then implementing, the kinds of policies
and institutional arrangements by which minorities can be
protected and all citizens can feel they have a stake and
say in the political system helps secure stable democracy.
Media:
In the era of information and television society, where media
can contribute to the discourse on and development of democratic
values, special attention must be paid to the primacy of the
freedom of speech; in regard to common and direct access to
the media. The development of an environment conducive to
democracy and consolidation of democratic institutions is
supported by professional, responsible and accurate media.
It is indeed necessary to appreciate the role which public
media have to play in this respect.
These
three challenges of governance intensify and reinforce one
another. Highly visible corruption accentuates the sense of
injustice and grievance associated with poverty, unemployment,
and economic hardship. Corruption has also been a major obstacle
to the successful implementation of economic reforms, especially
privatization. Poverty and economic stagnation reinforce the
sense of discrimination and powerlessness that many religious
and ethnic minorities and indigenous populations feel. Corruption
aggravates societal conflict by raising the premium on control
of the state and rendering politics a more desperate, zero-sum
struggle for control of economic opportunity. The weakness
of the rule of law makes it easier for leaders of different
ethnic and sectarian groups to mobilize violence at the grassroots
as part of their efforts to win power for themselves. It also
facilitates electoral fraud and violence.
Underlying
all of these problems in many countries is a lack of commitment
to the rule of law, transparency and accountability. With
the construction of effective institutions to control corruption
and secure the rule of law, democracy can be stable and development
can be sustainable.
Strategic
Priorities for Consolidating Democratic Institutions
The political
will for reform is the most important prerequisite for consolidating
democracy. Consolidated established democracies, as well as
international organizations, can provide invaluable assistance,
experience, and guidance. International and regional organizations
play a crucial role in promoting and supporting the development
of democratic institutions. Reforms to improve and deepen
democracy require leadership from within the country. As countries
take steps to consolidate democracy, the following areas are
priorities:
- controlling
corruption and improving the entire apparatus of accountability,
from the legal framework to the audit and counter-corruption
agencies, and from free media to non-governmental organizations;
- strengthening
the rule of law, not only through a trained and independent
judiciary but also through functioning, more professional
and ethical law enforcement bodies,
- strengthening
and democratizing political parties, and deepening their
roots in society;
- involving
pro-democracy, development, and good-governance NGOs, as
well as representative interest groups, in the design and
implementation of reforms to deepen democracy; and
- developing
stronger, more professional and capable states that are
better able to manage their economies and respond to rising
societal demands for better governance.
Conclusions
The past
quarter century has seen a remarkable global transformation.
Today, most countries are electoral democracies, and people
in every part of the world want civil and political freedoms,
both for their intrinsic worth and for the better society
they can produce. Democracy is the best system for securing
freedom, good governance, and a decent, humane society. But
democratic electoral competition does not ensure these other
important ends. That requires reform to deepen, strengthen,
and consolidate democracy — to build a rule of law and
a culture of governance in which public resources are used
for the public good. Countries that cannot mobilize the will
for reform face bleak prospects for political stability and
economic development. However, democracies that prove serious
about governance will attract the productive investment, increased
international assistance, and societal support that will help
them to prosper.
* The United
States and Polish Governments appreciate the contribution of
Larry Diamond, in preparing this paper.
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